Wai Han Wong
黃惠嫺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Han Wong (黃惠嫺), a licensed former licensee with CE reference AXH211. This person has 10.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-04 | 2022-02-16 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-04 | 2022-02-16 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 - Advising on securities | 2011-05-18 | 2012-08-15 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 - Asset management | 2011-05-18 | 2012-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Han Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.