Fan Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Wang (王凡), a licensed Responsible Officer with CE reference AXH201. Currently licensed at 1 firm(s): China Securities (International) Brokerage Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 14.8 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-24 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-09-24 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 4 - Advising on securities | 2025-09-24 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-09-24 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-11 | 2025-09-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-08-11 | 2025-09-24 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-11 | 2025-09-24 |
| Forestone (HK) Asset Management Limited 灃石(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2019-12-17 | 2021-05-31 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-20 | 2019-11-30 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-06 | 2018-06-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-13 | 2018-06-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-13 | 2018-06-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2014-04-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-05 | 2014-04-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-16 | 2014-04-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-16 | 2013-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.