Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chan (陳威), a licensed Responsible Officer with CE reference AXD889. Currently licensed at 1 firm(s): JQ Investments (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JQ Investments (HK) Limited |
Rep | Type 1 - Dealing in securities | 2025-06-24 | present |
| JQ Investments (HK) Limited |
RO | Type 4 - Advising on securities | 2024-02-26 | present |
| JQ Investments (HK) Limited |
Rep | Type 9 - Asset management | 2024-01-22 | present |
| JQ Investments (HK) Limited |
Rep | Type 4 - Advising on securities | 2024-01-22 | 2024-02-26 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-15 | 2013-08-30 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 - Asset management | 2011-04-15 | 2013-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.