Kam Kay Yip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Kay Yip (葉錦基), a licensed Representative with CE reference AWZ429. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.3 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-06-07 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-03-15 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-03-15 | present |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-08-02 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-08-02 | 2011-12-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-03-15 | 2011-07-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-03-15 | 2011-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Kay Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.