Shaonan Bai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaonan Bai (伯紹楠), a licensed Representative with CE reference AWV318. Currently licensed at 2 firm(s): CITIC CFI Securities Company Limited, CITIC Futures International Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 14.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-12 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-04-11 | present |
| Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-10 | 2022-02-15 |
| Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-01-13 | 2022-02-15 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-04-17 | 2016-02-05 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-19 | 2016-02-05 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-08-19 | 2016-02-05 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-25 | 2014-04-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaonan Bai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.