Chui Shan Lee
李翠珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chui Shan Lee (李翠珊), a licensed former licensee with CE reference AWO107. This person has 7.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-19 | 2019-01-23 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-09-19 | 2019-01-23 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-14 | 2013-07-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-14 | 2013-07-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 - Asset management | 2011-09-14 | 2013-07-01 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-24 | 2011-08-12 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 - Asset management | 2011-01-24 | 2011-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chui Shan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.