Sai Hei Chan
陳世喜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Hei Chan (陳世喜), a licensed former licensee with CE reference AFT122. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-27 | 2016-05-09 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-27 | 2016-05-09 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-27 | 2016-05-09 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-24 | 2013-12-12 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 — Advising on securities | 2013-10-24 | 2013-12-12 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-12 | 2013-10-24 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-12 | 2013-10-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-30 | 2013-03-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-30 | 2013-03-14 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-03 | 2012-08-08 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-03 | 2012-08-08 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-14 | 2012-01-06 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-20 | 2011-08-31 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-20 | 2011-08-31 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 4 — Advising on securities | 2008-01-18 | 2009-08-27 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-01-18 |