Sai Hei Chan
陳世喜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Hei Chan (陳世喜), a licensed former licensee with CE reference AFT122. This person has 11.0 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-27 | 2016-05-09 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-27 | 2016-05-09 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-27 | 2016-05-09 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-24 | 2013-12-12 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 - Advising on securities | 2013-10-24 | 2013-12-12 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-12 | 2013-10-24 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-12 | 2013-10-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-30 | 2013-03-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-30 | 2013-03-14 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-03 | 2012-08-08 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-03 | 2012-08-08 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-14 | 2012-01-06 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-20 | 2011-08-31 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-20 | 2011-08-31 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 4 - Advising on securities | 2008-01-18 | 2009-08-27 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Hei Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.