Chun Wai Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Yu (余俊緯), a licensed Representative with CE reference AWL989. Currently licensed at 2 firm(s): KGI Capital Asia Limited, KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 7.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-22 | present |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-22 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-30 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-16 | 2012-06-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wai Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.