Ting Cao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Cao (曹婷), a licensed Responsible Officer with CE reference AWJ099. Currently licensed at 2 firm(s): SDIC Securities (Hong Kong) Limited, SDIC Securities Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-18 | present |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-12-18 | present |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-12 | 2025-12-18 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-01 | 2025-12-18 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-01 | 2014-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.