Kai Wai Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wai Li (李繼偉), a licensed Representative with CE reference AVO604. Currently licensed at 1 firm(s): Yue Xiu Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 15.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-11-07 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-14 | present |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-14 | 2024-07-26 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-27 | 2017-10-25 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-18 | 2016-10-19 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-18 | 2016-10-19 |
| Gong Ping Futures Limited 公平期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-22 | 2013-10-25 |
| Gong Ping Securities Limited 公平證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-29 | 2013-10-25 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-28 | 2011-03-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-28 | 2011-03-19 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-28 | 2011-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Wai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.