Shan Shan Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Shan Chan (陳珊珊), a licensed Responsible Officer with CE reference AVM545. Currently licensed at 1 firm(s): Grand View Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.8 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-08-01 | present |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
RO | Type 9 - Asset management | 2025-08-01 | present |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-15 | 2025-08-01 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-07-15 | 2025-08-01 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-23 | 2025-04-01 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 - Advising on securities | 2024-05-23 | 2025-04-01 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 9 - Asset management | 2024-05-23 | 2025-04-01 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-12 | 2024-05-23 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-12 | 2024-05-23 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 - Asset management | 2024-04-12 | 2024-05-23 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-17 | 2024-04-11 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2021-09-17 | 2024-04-11 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 9 - Asset management | 2021-09-17 | 2024-04-11 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-07 | 2021-09-17 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-07 | 2021-09-17 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 - Asset management | 2021-04-07 | 2021-09-17 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-14 | 2021-02-28 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-03-14 | 2021-02-28 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 9 - Asset management | 2019-03-14 | 2021-02-28 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-11 | 2018-11-16 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 - Asset management | 2017-12-11 | 2018-11-16 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 - Asset management | 2016-06-28 | 2017-12-01 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-29 | 2017-12-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2013-08-16 | 2016-01-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-06 | 2016-01-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shan Shan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.