Chuan Gu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuan Gu, a licensed Responsible Officer with CE reference AVL443. Currently licensed at 1 firm(s): Zhongrong PT Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 16.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-11 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
RO | Type 4 - Advising on securities | 2017-08-11 | present |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-24 | 2017-08-11 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-24 | 2017-08-11 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-12-19 | 2017-04-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2013-12-19 | 2017-04-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-05 | 2013-12-19 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-05 | 2013-12-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chuan Gu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.