Ho Ping Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ping Chan (陳浩平), a licensed Responsible Officer with CE reference AVI833. Currently licensed at 1 firm(s): AA Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2026-07-27 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 4 - Advising on securities | 2026-07-27 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 9 - Asset management | 2026-07-27 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-03 | 2026-06-30 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 - Advising on securities | 2023-10-03 | 2026-06-30 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 - Asset management | 2023-10-03 | 2026-06-30 |
| Yieldful Securities Limited 耀豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-23 | 2021-12-31 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-02-24 | 2019-01-22 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-18 | 2019-01-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Ping Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.