Wai Kei Tam
譚偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei Tam (譚偉基), a licensed former licensee with CE reference AVH671. This person has 7.3 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ Corporate Finance Limited 安捷融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-12-12 | 2023-03-03 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-05 | 2023-03-03 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-07 | 2014-03-17 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-12-07 | 2014-03-17 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-09 | 2014-03-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kei Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.