William Wai Lam Shum
沈慧林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Lam Shum (沈慧林), a licensed former licensee with CE reference AUV735. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-03 | 2010-06-25 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-03-03 | 2010-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Wai Lam Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.