Ronald Ho Pong Leung
梁皓邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Ho Pong Leung (梁皓邦), a licensed former licensee with CE reference AGN975. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-01 | 2021-02-01 |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-01 | 2021-02-01 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-12 | 2010-10-16 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-12 | 2010-10-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-26 | 2008-12-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-26 | 2008-12-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-26 | 2008-12-05 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-02 | 2006-04-21 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-02 | 2006-04-21 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-02 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-02 |