Hung Ha Wan
尹紅霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Ha Wan (尹紅霞), a licensed Responsible Officer with CE reference AUQ942. Currently licensed at 1 firm(s): Cheer Union Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheer Union Securities Limited 滿好證券有限公司 |
RO | Type 4 - Advising on securities | 2024-07-09 | present |
| Cheer Union Securities Limited 滿好證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-28 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-22 | 2021-12-22 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-06 | 2016-12-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-06 | 2013-09-13 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-22 | 2011-11-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-01 | 2010-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hung Ha Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.