Tsz Yuen Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yuen Poon (潘子遠), a licensed Representative with CE reference AUM378. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 13.9 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-20 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-20 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-07-20 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2021-11-11 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2021-11-11 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2021-11-11 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-08-06 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-08-06 | 2021-11-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-08-06 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-08-06 | 2021-11-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-09 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-09 | 2021-11-11 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-04-24 | 2021-07-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-08-28 | 2020-04-24 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-05-24 | 2015-07-08 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-12 | 2013-04-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-12 | 2013-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Yuen Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Hung Chan | BOCI Asia Limited | 2013–present |
| Chen Chi | BOCI Asia Limited | 2013–present |
| Xinwei Xu | BOCI Asia Limited | 2013–present |
| Xuting Yao | BOCI Asia Limited | 2013–present |
| Lawrence Cho Ming Lau | BOCI Asia Limited | 2013–2026 |
| Zhongjing Ruan | BOCI Asia Limited | 2013–2026 |
| Ho Chi Sit | BOCI Asia Limited | 2013–2026 |
| Yiu Kei Leung | BOCI Asia Limited | 2013–2025 |
| Kin Man Lee | BOCI Asia Limited | 2013–2025 |
| Mei To | BOCI Asia Limited | 2013–2025 |
| Jiajing Zhao | BOCI Asia Limited | 2013–2025 |
| Lu Chen | BOCI Asia Limited | 2014–2026 |
| Yuying Weng | BOCI Asia Limited | 2013–2025 |
| Pauline Wai Wah Lee | BOCI Asia Limited | 2013–2025 |
| Zuo Qiu Fu | BOCI Asia Limited | 2014–present |
| Zhen Zhang | BOCI Asia Limited | 2013–2025 |
| Shan Hock Liew | BOCI Asia Limited | 2013–2025 |
| Wai Lei | BOCI Asia Limited | 2015–present |
| Yue Xu | BOCI Asia Limited | 2015–present |
| Mario Altenburger | BOCI Asia Limited | 2013–2024 |