Ying Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Wai Chan (陳英偉), a licensed Responsible Officer with CE reference AUC919. Currently licensed at 2 firm(s): Orient Securities (Hong Kong) Limited, Orient Capital (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.8 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-05 | present |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-05-05 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-27 | 2026-05-05 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-01-27 | 2026-05-05 |
| Altus Investments Limited | RO | Type 1 - Dealing in securities | 2024-02-08 | 2025-11-25 |
| Altus Capital Limited 浩德融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-02-08 | 2025-11-25 |
| Altus Investments Limited | Rep | Type 1 - Dealing in securities | 2023-12-20 | 2024-02-08 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-12-20 | 2024-02-08 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-10 | 2023-04-17 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-06-10 | 2023-04-17 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-02 | 2019-06-10 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-02 | 2019-06-10 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-27 | 2019-04-14 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 4 - Advising on securities | 2017-07-27 | 2019-04-14 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-07-27 | 2019-04-14 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-15 | 2017-07-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-15 | 2017-07-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-15 | 2017-07-27 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-21 | 2017-05-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-09-21 | 2017-05-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-09-21 | 2017-05-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-03 | 2015-09-21 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-03 | 2015-09-21 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-03 | 2015-09-21 |
| Altus Investments Limited | Rep | Type 1 - Dealing in securities | 2009-11-12 | 2011-07-30 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-12 | 2011-07-30 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-11-12 | 2011-07-30 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 9 - Asset management | 2009-11-12 | 2011-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.