Yin Man Lam
藍燕雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Man Lam (藍燕雯), a licensed former licensee with CE reference AXB184. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-07 | 2024-06-30 |
| Alliance Capital Partners Limited 同人融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-12-07 | 2024-06-30 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-13 | 2018-12-07 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-13 | 2018-12-07 |
| Altus Investments Limited | Rep | Type 1 — Dealing in securities | 2011-03-22 | 2016-09-24 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-22 | 2016-09-24 |