Chi Wai Yiu
姚智威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Yiu (姚智威), a licensed Responsible Officer with CE reference AUB977. Currently licensed at 1 firm(s): Dayuan Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.0 years of SFC licence history. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dayuan Asset Management Limited 大源資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-10-28 | present |
| Dayuan Asset Management Limited 大源資產管理有限公司 |
RO | Type 9 - Asset management | 2026-10-28 | present |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-07 | 2026-09-25 |
| Bloomyears Limited 昌萬年有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-06 | 2024-08-09 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-16 | 2023-08-18 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-16 | 2023-08-18 |
| Silverbricks Securities Company Limited 元庫證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-18 | 2023-04-11 |
| Silverbricks Asset Management Company Limited 元庫資産管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-18 | 2023-04-11 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-21 | 2022-08-04 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-21 | 2022-08-04 |
| QFIN HK Limited | Rep | Type 1 - Dealing in securities | 2021-03-16 | 2022-03-07 |
| QFIN HK Limited | Rep | Type 4 - Advising on securities | 2021-03-16 | 2022-03-07 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-16 | 2021-02-22 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-03 | 2021-02-22 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-05 | 2018-08-17 |
| Grand Fu International Securities Limited 君富國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-28 | 2018-06-22 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-06 | 2017-10-01 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-03 | 2016-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wai Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.