Vincent Wai Chung Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wai Chung Lai (黎維頌), a licensed Responsible Officer with CE reference AUB940. Currently licensed at 1 firm(s): Aeterna Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.9 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-03-18 | present |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 9 - Asset management | 2026-03-18 | present |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-29 | 2026-03-18 |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-01-29 | 2026-03-18 |
| Harvestwise Asset Management Limited |
RO | Type 4 - Advising on securities | 2025-09-02 | 2025-11-14 |
| Harvestwise Asset Management Limited |
RO | Type 9 - Asset management | 2025-09-02 | 2025-11-14 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-10-25 | 2024-07-08 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-10-25 | 2024-07-08 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-04-03 | 2021-09-19 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 9 - Asset management | 2020-04-03 | 2021-09-19 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-07-16 | 2019-08-30 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2019-07-16 | 2019-08-30 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-17 | 2019-07-16 |
| Formax Asset Management Limited 福億資產管理有限公司 |
RO | Type 9 - Asset management | 2015-09-10 | 2019-03-02 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-07-03 | 2015-09-10 |
| Koi Investment Partners International Limited |
RO | Type 9 - Asset management | 2014-12-30 | 2015-04-29 |
| Koi Investment Partners International Limited |
Rep | Type 9 - Asset management | 2012-04-26 | 2014-12-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-02 | 2011-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Wai Chung Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.