Raymond Siu Lun Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Siu Lun Chan (陳肇倫), a licensed Responsible Officer with CE reference ATT484. Currently licensed at 1 firm(s): Korea Investment & Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.3 years of SFC licence history. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2026-09-22 | present |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2026-09-22 | present |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-21 | 2026-09-22 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-21 | 2026-09-22 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2021-01-04 | 2025-02-16 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2021-01-04 | 2025-02-16 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-18 | 2021-01-04 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-04 | 2021-01-04 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-07-03 | 2020-08-14 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
RO | Type 9 - Asset management | 2020-07-03 | 2020-08-14 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-15 | 2020-07-03 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-08-15 | 2020-07-03 |
| Bali Securities Co. Limited 百達利證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-14 | 2020-03-18 |
| Bali Securities Co. Limited 百達利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-17 | 2015-04-14 |
| All Options Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-09-23 | 2010-12-31 |
| All Options Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2009-09-23 | 2010-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Siu Lun Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.