Ka Ho Lee
李家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Lee (李家豪), a licensed former licensee with CE reference ATO877. This person has 10.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-05-20 | 2024-09-04 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-10 | 2023-08-28 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-10 | 2023-08-28 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-29 | 2020-07-17 |
| HeungKong Capital Limited 香江資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-01-13 | 2020-07-17 |
| RaffAello Capital Limited | Rep | Type 6 - Advising on corporate finance | 2015-09-10 | 2019-12-20 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-30 | 2012-06-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-21 | 2012-06-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ho Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.