Sze Ning Erica Tang
鄧思寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ning Erica Tang (鄧思寧), a licensed former licensee with CE reference AWT889. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-09-10 | 2026-05-19 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-12-23 | 2024-07-26 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-20 | 2024-07-26 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-11-07 | 2022-12-23 |
| Kingsman HK Capital Limited |
RO | Type 6 - Advising on corporate finance | 2019-07-31 | 2022-04-22 |
| RaffAello Capital Limited | RO | Type 6 - Advising on corporate finance | 2015-03-06 | 2018-11-05 |
| RaffAello Capital Limited | Rep | Type 6 - Advising on corporate finance | 2012-07-20 | 2015-03-06 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-14 | 2012-07-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-14 | 2012-07-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-02-14 | 2012-07-13 |