Sze Ning Erica Tang
鄧思寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ning Erica Tang (鄧思寧), CE reference AWT889. Currently licensed at 1 firm(s): Changjiang Corporate Finance (HK) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-09-10 | present |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-12-23 | 2024-07-26 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | 2024-07-26 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-11-07 | 2022-12-23 |
| Kingsman HK Capital Limited |
RO | Type 6 — Advising on corporate finance | 2019-07-31 | 2022-04-22 |
| RaffAello Capital Limited | RO | Type 6 — Advising on corporate finance | 2015-03-06 | 2018-11-05 |
| RaffAello Capital Limited | Rep | Type 6 — Advising on corporate finance | 2012-07-20 | 2015-03-06 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-14 | 2012-07-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-14 | 2012-07-13 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-14 | 2012-07-13 |