Sze Ning Erica Tang

鄧思寧
CE No. AWT889 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ning Erica Tang (鄧思寧), a licensed former licensee with CE reference AWT889. This person has 12.8 years of SFC licence history. Total licence records on file: 10.

Information

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Licence history

FirmRoleRegulated activityFromTo
Changjiang Corporate Finance (HK) Limited
長江證券融資(香港)有限公司
RO Type 6 - Advising on corporate finance 2025-09-10 2026-05-19
China Industrial Securities International Capital Limited
興證國際融資有限公司
RO Type 6 - Advising on corporate finance 2022-12-23 2024-07-26
China Industrial Securities International Capital Limited
興證國際融資有限公司
Rep Type 1 - Dealing in securities 2022-12-20 2024-07-26
China Industrial Securities International Capital Limited
興證國際融資有限公司
Rep Type 6 - Advising on corporate finance 2022-11-07 2022-12-23
Kingsman HK Capital Limited RO Type 6 - Advising on corporate finance 2019-07-31 2022-04-22
RaffAello Capital Limited RO Type 6 - Advising on corporate finance 2015-03-06 2018-11-05
RaffAello Capital Limited Rep Type 6 - Advising on corporate finance 2012-07-20 2015-03-06
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2011-02-14 2012-07-13
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2011-02-14 2012-07-13
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 6 - Advising on corporate finance 2011-02-14 2012-07-13

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Ning Erica Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kwong Fai Tsang RaffAello Capital Limited 2012–2018
Ki Cheong Lai RaffAello Capital Limited 2013–2018
Ki Cheung Lo Kingsman HK Capital Limited 2019–2021
Kin Hung Tsang RaffAello Capital Limited 2012–2018
Wai Sun Chan Kingsman HK Capital Limited 2019–2022
Chi Wai Yau RaffAello Capital Limited 2015–2018
Ho Fung Wong RaffAello Capital Limited 2015–2018
Pak Sum Lum RaffAello Capital Limited 2012–2016
Ka Ho Lee RaffAello Capital Limited 2015–2018
Yun Sang Wong RaffAello Capital Limited 2015–2018
Wai Lee Lee RaffAello Capital Limited 2013–2015
Wenwen Zeng RaffAello Capital Limited 2015–2017
Wing Yu Luk RaffAello Capital Limited 2013–2015
Oi Ying Lok RaffAello Capital Limited 2017–2018
Tak Yan Lui RaffAello Capital Limited 2012–2014
Siying Chen China Industrial Securities International Capital Limited 2022–2024
Xiaoruo Nick Lin China Industrial Securities International Capital Limited 2022–2024
Sze Yue So China Industrial Securities International Capital Limited 2022–2024
Jiaxin You China Industrial Securities International Capital Limited 2022–2024
Hiram Long Hin Lam China Industrial Securities International Capital Limited 2022–2024
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