Zhu Ye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhu Ye (葉硃), a licensed Responsible Officer with CE reference ASZ086. Currently licensed at 3 firm(s): Ping An Securities (Hong Kong) Company Limited, Ping An Securities (Hong Kong) Asset Management Company Limited, Ping An Securities (Hong Kong) Futures Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 17.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-26 | present |
| Ping An Securities (Hong Kong) Asset Management Company Limited 平安證券(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-07-30 | present |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-07-30 | present |
| Ping An Securities (Hong Kong) Asset Management Company Limited 平安證券(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2021-07-30 | present |
| Ping An Securities (Hong Kong) Asset Management Company Limited 平安證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-04 | 2021-07-30 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-06-04 | 2021-07-30 |
| Ping An Securities (Hong Kong) Asset Management Company Limited 平安證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-04 | 2021-07-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-09-02 | 2021-05-17 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-17 | 2021-05-17 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-02-16 | 2020-09-02 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-10-14 | 2021-05-17 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 - Asset management | 2016-10-14 | 2021-05-17 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-12 | 2016-10-14 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-11-12 | 2016-10-14 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-16 | 2015-10-09 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-05-20 | 2015-10-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhu Ye during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.