Jia-Fen Chang
張嘉芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia-Fen Chang (張嘉芬), a licensed former licensee with CE reference ANR900. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-06 | 2017-09-26 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-03-04 | 2017-09-26 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-11 | 2008-05-10 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-11 | 2008-05-10 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-11-04 | 2007-04-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-09-13 | 2006-10-05 |