Yanming Guo

郭雁鳴
CE No. ARN079 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanming Guo (郭雁鳴), a licensed former licensee with CE reference ARN079. This person has 14.0 years of SFC licence history. Total licence records on file: 12.

Information

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Licence history

FirmRoleRegulated activityFromTo
First Seafront Asset Management Limited
前海國際基金管理有限公司
RO Type 4 - Advising on securities 2025-03-11 2025-09-30
First Seafront Asset Management Limited
前海國際基金管理有限公司
RO Type 9 - Asset management 2025-03-11 2025-09-30
China Vered Asset Management (Hong Kong) Limited
中薇資產管理(香港)有限公司
RO Type 4 - Advising on securities 2021-11-17 2023-03-07
China Vered Asset Management (Hong Kong) Limited
中薇資產管理(香港)有限公司
RO Type 9 - Asset management 2021-11-17 2023-03-07
Vered Asset Management Limited
薔薇資產管理有限公司
RO Type 4 - Advising on securities 2021-03-10 2021-09-13
Vered Asset Management Limited
薔薇資產管理有限公司
RO Type 9 - Asset management 2021-03-10 2021-09-13
Vered Asset Management Limited
薔薇資產管理有限公司
Rep Type 4 - Advising on securities 2021-02-01 2021-03-10
Vered Asset Management Limited
薔薇資產管理有限公司
Rep Type 9 - Asset management 2021-02-01 2021-03-10
Foundation Asset Management (HK) Limited
邦德資產管理(香港)有限公司
RO Type 4 - Advising on securities 2018-05-30 2020-08-31
Foundation Asset Management (HK) Limited
邦德資產管理(香港)有限公司
RO Type 9 - Asset management 2018-05-30 2020-08-31
CSOP Asset Management Limited
南方東英資產管理有限公司
RO Type 4 - Advising on securities 2009-04-02 2018-01-12
CSOP Asset Management Limited
南方東英資產管理有限公司
RO Type 9 - Asset management 2008-09-29 2018-01-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanming Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jia-Fen Chang CSOP Asset Management Limited 2009–2017
Zhihua Wang CSOP Asset Management Limited 2010–2018
Chen Ding CSOP Asset Management Limited 2008–2018
Zhu Ye CSOP Asset Management Limited 2009–2015
Ka Man Lau CSOP Asset Management Limited 2012–2018
Yingsi Wang CSOP Asset Management Limited 2012–2018
Guoyan Zhang CSOP Asset Management Limited 2013–2018
Miao Liu CSOP Asset Management Limited 2012–2017
Melody Xian He CSOP Asset Management Limited 2012–2018
Xinzhe Zhang CSOP Asset Management Limited 2013–2018
Yan Lu CSOP Asset Management Limited 2013–2018
Wei Shao CSOP Asset Management Limited 2013–2018
Joo Ho Jung CSOP Asset Management Limited 2012–2018
Zan Liu CSOP Asset Management Limited 2013–2018
Sigao Yang CSOP Asset Management Limited 2014–2018
Zhuojun Wang CSOP Asset Management Limited 2011–2015
Steve Deh-Mo Chang CSOP Asset Management Limited 2011–2014
Yang Qu CSOP Asset Management Limited 2009–2013
Yimin Weng CSOP Asset Management Limited 2013–2017
Jiang Liang Foundation Asset Management (HK) Limited 2018–2020

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