Siu Kin Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kin Wan (尹肇堅), a licensed Representative with CE reference ASL738. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 11.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-26 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-26 | present |
| Oxbow Capital Management (HK) Limited | Rep | Type 9 - Asset management | 2018-11-05 | 2019-08-05 |
| Davidson Kempner Asia Limited | Rep | Type 9 - Asset management | 2016-03-02 | 2018-09-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-05 | 2010-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kin Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.