Purdy Pin Pin Ho
何翩翩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Purdy Pin Pin Ho (何翩翩), a licensed Representative with CE reference ASI353. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities. This person has 12.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-07 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-24 | 2023-01-09 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-19 | 2020-04-22 |
| Aetas Global Markets Limited | Rep | Type 1 - Dealing in securities | 2014-05-05 | 2015-09-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-15 | 2014-04-12 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-15 | 2014-01-11 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-15 | 2014-01-11 |
| Aetas Global Markets Limited | Rep | Type 1 - Dealing in securities | 2010-09-03 | 2011-12-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-29 | 2009-05-23 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-29 | 2009-05-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Purdy Pin Pin Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.