Yingcong Ye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingcong Ye (叶英聰), a licensed Responsible Officer with CE reference ARW530. Currently licensed at 1 firm(s): Zhong Ou Asset Management International Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 |
RO | Type 4 - Advising on securities | 2025-02-06 | present |
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 |
RO | Type 9 - Asset management | 2021-02-10 | present |
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 |
Rep | Type 4 - Advising on securities | 2021-02-10 | 2025-02-06 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-03 | 2020-12-18 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-03 | 2020-12-18 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-25 | 2018-06-25 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-25 | 2018-06-25 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2016-05-25 | 2018-06-25 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-02 | 2016-05-19 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-02 | 2016-05-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-14 | 2014-01-22 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-14 | 2014-01-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yingcong Ye during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.