Yi Shen
沈懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Shen (沈懿), a licensed former licensee with CE reference ARJ501. This person has 15.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-10-27 | 2023-09-19 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-20 | 2009-09-16 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2009-04-20 | 2009-09-16 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-25 | 2009-09-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-07-25 | 2009-09-16 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2008-07-25 | 2009-09-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiaolu Chen | BOCI Asia Limited | 2009–2023 |
| Meng Hua Ng | BOCI Asia Limited | 2009–2019 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2009–2023 |
| Yiu Kei Leung | BOCI Asia Limited | 2009–2023 |
| Pauline Wai Wah Lee | BOCI Asia Limited | 2009–2023 |
| Tong Li | BOCI Asia Limited | 2009–2023 |
| Kin Man Lee | BOCI Asia Limited | 2009–2023 |
| Michael Sin Yue Mak | BOCI Asia Limited | 2009–2023 |
| Yuying Weng | BOCI Asia Limited | 2009–2023 |
| Zhen Zhang | BOCI Asia Limited | 2009–2023 |
| Shuai Guo | BOCI Asia Limited | 2012–2021 |
| Wai Yee Cammy Lam | BOCI Asia Limited | 2010–2023 |
| Rowena See Wai Ng | BOCI Asia Limited | 2009–2023 |
| Mario Altenburger | BOCI Asia Limited | 2010–2023 |
| Shan Hock Liew | BOCI Asia Limited | 2010–2023 |
| Ho Chi Sit | BOCI Asia Limited | 2011–2023 |
| William Wai Tak Tong | BOCI Asia Limited | 2009–2018 |
| Lawrence Cho Ming Lau | BOCI Asia Limited | 2011–2023 |
| Zhongjing Ruan | BOCI Asia Limited | 2011–2023 |
| Xinwei Xu | BOCI Asia Limited | 2011–2023 |