Kwan Ho Fan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ho Fan (范君豪), a licensed Responsible Officer with CE reference AQL336. Currently licensed at 1 firm(s): Coast International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Coast International Asset Management Limited 沿海國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-08-03 | present |
| Coast International Asset Management Limited 沿海國際資產管理有限公司 |
RO | Type 9 - Asset management | 2021-08-03 | present |
| Coast International Asset Management Limited 沿海國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-26 | 2021-08-03 |
| Coast International Asset Management Limited 沿海國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-26 | 2021-08-03 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-04-12 | 2021-07-23 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-04 | 2021-07-23 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
RO | Type 4 - Advising on securities | 2021-02-04 | 2021-07-23 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
RO | Type 9 - Asset management | 2021-02-04 | 2021-07-23 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-28 | 2021-02-04 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-28 | 2021-02-04 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 9 - Asset management | 2021-01-28 | 2021-02-04 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-31 | 2021-01-04 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-07-31 | 2021-01-04 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 9 - Asset management | 2020-07-31 | 2021-01-04 |
| Finex Hong Kong Limited | RO | Type 4 - Advising on securities | 2019-06-04 | 2020-02-03 |
| Finex Hong Kong Limited | RO | Type 9 - Asset management | 2019-06-04 | 2020-02-03 |
| Finex Hong Kong Limited | RO | Type 1 - Dealing in securities | 2019-01-16 | 2020-02-03 |
| South China Investment Management Limited 南華投資管理有限公司 |
RO | Type 9 - Asset management | 2017-02-27 | 2018-11-15 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2016-12-22 | 2017-02-27 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-18 | 2018-11-15 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-02-10 | 2018-11-15 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-30 | 2018-11-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-12 | 2016-11-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Ho Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.