Geoffery Yuen Ann Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffery Yuen Ann Lee (李永安), a licensed Responsible Officer with CE reference APQ242. Currently licensed at 1 firm(s): Dymon Asia Capital (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 18.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | RO | Type 1 - Dealing in securities | 2025-03-27 | present |
| Dymon Asia Capital (HK) Limited | RO | Type 9 - Asset management | 2014-02-13 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2011-05-20 | 2013-04-06 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-05-20 | 2013-04-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-09-21 | 2011-05-20 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-21 | 2011-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Geoffery Yuen Ann Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.