Lik Shuen Chan
陳力旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lik Shuen Chan (陳力旋), a licensed Responsible Officer with CE reference AEM781. Currently licensed at 1 firm(s): GOFAM Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GOFAM Capital Limited 高凡資本有限公司 |
RO | Type 9 — Asset management | 2026-05-07 | present |
| Dymon Asia Capital (HK) Limited | RO | Type 1 — Dealing in securities | 2025-03-27 | 2025-10-27 |
| Dymon Asia Capital (HK) Limited | RO | Type 9 — Asset management | 2012-07-13 | 2025-10-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 — Dealing in securities | 2007-11-13 | 2012-04-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-11-13 | 2012-04-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2007-11-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-11-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-14 |