Nancy Bing Yun Wu
吳冰韞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nancy Bing Yun Wu (吳冰韞), a licensed former licensee with CE reference AEZ131. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-11-22 | 2023-11-22 |
| Dymon Asia Capital (HK) Limited | Rep | Type 9 - Asset management | 2017-09-01 | 2022-05-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | present | 2005-01-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | present | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | present | 2004-10-12 |