Andrew Francis Highfield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Francis Highfield, a licensed former licensee with CE reference APP193. This person has 7.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| A1 Capital Partners Limited | RO | Type 1 - Dealing in securities | 2017-05-10 | 2019-06-30 |
| A1 Capital Partners Limited | RO | Type 4 - Advising on securities | 2017-05-10 | 2019-06-30 |
| A1 Capital Partners Limited | RO | Type 6 - Advising on corporate finance | 2017-05-10 | 2019-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-08-26 | 2016-03-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-08-26 | 2016-03-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-08-26 | 2016-03-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-08-26 | 2016-03-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-08-26 | 2016-03-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-08-26 | 2016-03-10 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2013-05-23 |
| Black Crane Investment Management Limited | Rep | Type 4 - Advising on securities | 2010-03-15 | 2010-06-30 |
| Black Crane Investment Management Limited | Rep | Type 9 - Asset management | 2010-03-15 | 2010-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-10 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-10 | 2008-11-21 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Francis Highfield during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.