Patrick Paul Steinemann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Paul Steinemann, a licensed former licensee with CE reference ARN033. This person has 12.8 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2020-02-14 | 2022-08-31 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2020-02-14 | 2022-08-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2020-02-14 | 2022-08-31 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | 2020-02-14 | 2022-08-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2020-02-14 | 2022-08-31 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | 2020-02-14 | 2022-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-07-04 | 2020-02-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-07-04 | 2020-02-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-07-04 | 2020-02-14 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-07-04 | 2020-02-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-07-04 | 2020-02-14 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-07-04 | 2020-02-14 |
| A1 Capital Partners Limited | RO | Type 1 - Dealing in securities | 2017-05-10 | 2019-06-30 |
| A1 Capital Partners Limited | RO | Type 4 - Advising on securities | 2017-05-10 | 2019-06-30 |
| A1 Capital Partners Limited | RO | Type 6 - Advising on corporate finance | 2017-05-10 | 2019-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-08-25 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-08-25 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-08-25 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-08-25 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-25 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-08-25 | 2016-03-08 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrick Paul Steinemann during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Andrew Francis Highfield | A1 Capital Partners Limited | 2017–2019 |
| Ying Yu | A1 Capital Partners Limited | 2018–2019 |
| Shaoyue Wang | A1 Capital Partners Limited | 2018–2019 |