Simon Andrew Waxley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Andrew Waxley ( ), a licensed former licensee with CE reference ALL217. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Black Crane Investment Management Limited |
RO | Type 4 — Advising on securities | 2009-09-28 | 2010-07-12 |
| Black Crane Investment Management Limited |
RO | Type 9 — Asset management | 2009-09-28 | 2010-07-12 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-10 | 2009-09-09 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-07-10 | 2009-09-09 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 — Asset management | 2008-07-10 | 2009-09-09 |
| Elliott Advisors (HK) Limited | Rep | Type 4 — Advising on securities | 2007-08-03 | 2008-06-30 |
| Elliott Advisors (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2007-08-03 | 2008-06-30 |
| Elliott Advisors (HK) Limited | Rep | Type 9 — Asset management | 2007-08-03 | 2008-06-30 |
| Elliott Advisors (HK) Limited | RO | Type 4 — Advising on securities | 2005-03-08 | 2007-08-03 |
| Elliott Advisors (HK) Limited | RO | Type 5 — Advising on futures contracts | 2005-03-08 | 2007-08-03 |
| Elliott Advisors (HK) Limited | RO | Type 9 — Asset management | 2005-03-08 | 2007-08-03 |