Simon Andrew Waxley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Andrew Waxley, a licensed former licensee with CE reference ALL217. This person has 5.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Black Crane Investment Management Limited | RO | Type 4 - Advising on securities | 2009-09-28 | 2010-07-12 |
| Black Crane Investment Management Limited | RO | Type 9 - Asset management | 2009-09-28 | 2010-07-12 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-10 | 2009-09-09 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-07-10 | 2009-09-09 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 - Asset management | 2008-07-10 | 2009-09-09 |
| Elliott Advisors (HK) Limited | Rep | Type 4 - Advising on securities | 2007-08-03 | 2008-06-30 |
| Elliott Advisors (HK) Limited | Rep | Type 5 - Advising on futures contracts | 2007-08-03 | 2008-06-30 |
| Elliott Advisors (HK) Limited | Rep | Type 9 - Asset management | 2007-08-03 | 2008-06-30 |
| Elliott Advisors (HK) Limited | RO | Type 4 - Advising on securities | 2005-03-08 | 2007-08-03 |
| Elliott Advisors (HK) Limited | RO | Type 5 - Advising on futures contracts | 2005-03-08 | 2007-08-03 |
| Elliott Advisors (HK) Limited | RO | Type 9 - Asset management | 2005-03-08 | 2007-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Andrew Waxley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.