Jimmy J Weng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy J Weng (翁濟富), a licensed Responsible Officer with CE reference APH956. Currently licensed at 1 firm(s): Sun Life Investment Management Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-31 | present |
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2024-10-31 | present |
| Sun Life Investment Management Asia Limited 永明投資管理亞洲有限公司 |
RO | Type 9 - Asset management | 2024-10-31 | present |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 - Advising on securities | 2016-12-13 | 2019-02-28 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 - Asset management | 2016-12-13 | 2019-02-28 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-12 | 2019-02-28 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-13 | 2016-12-13 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2016-05-13 | 2016-12-13 |
| Genesis Capital Investment (HK) Limited 聯和運通投資(香港)有限公司 |
RO | Type 9 - Asset management | 2013-12-02 | 2016-04-29 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-21 | 2013-09-30 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2012-05-21 | 2013-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-06 | 2009-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy J Weng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.