Nicolas Sione
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Sione, a licensed Representative with CE reference APH555. Currently licensed at 1 firm(s): Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-09-19 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-09-19 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 9 - Asset management | 2023-09-19 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-10-18 | 2023-06-07 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-10-18 | 2023-06-07 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-10-18 | 2023-06-07 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-04 | 2011-04-04 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-10-04 | 2011-04-04 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-23 | 2010-10-04 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-23 | 2010-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicolas Sione during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.