Simon Bradley Phipps
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Bradley Phipps ( ), a licensed former licensee with CE reference AOU492. This person has 0.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aviva Portfolio Investment Services Limited |
RO | Type 1 - Dealing in securities | 2009-04-30 | 2010-03-31 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Bradley Phipps during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.