Dennis Chun Fai Lau
劉振輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Chun Fai Lau (劉振輝), CE reference AAW772. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aviva Portfolio Investment Services Limited |
RO | Type 1 — Dealing in securities | 2009-04-30 | 2009-05-15 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-21 | 2008-10-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-04-12 | 2007-01-10 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2005-05-04 | 2007-01-10 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-11-13 | 2005-08-03 |