Yat Kei Teddy Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Kei Teddy Tse (謝日基), a licensed Responsible Officer with CE reference AOG833. Currently licensed at 2 firm(s): Forthright Capital Management Limited, Forthright Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.0 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 9 - Asset management | 2023-12-01 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-08 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 - Advising on securities | 2023-08-08 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-07-07 | 2023-08-08 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-07 | 2023-08-08 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-30 | 2022-10-07 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-08-30 | 2022-10-07 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-14 | 2021-08-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-14 | 2021-08-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 - Asset management | 2021-07-14 | 2022-10-07 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2020-03-04 | 2020-11-20 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-04 | 2020-11-20 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2020-03-04 | 2020-11-20 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-10-16 | 2019-02-20 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-26 | 2019-02-20 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-04 | 2018-04-26 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-04-04 | 2019-02-20 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-10 | 2018-03-09 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 - Advising on securities | 2018-01-10 | 2018-03-09 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-28 | 2018-01-10 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-28 | 2018-01-10 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | 2017-04-07 | 2017-05-12 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-21 | 2017-05-12 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-16 | 2017-05-12 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-25 | 2016-06-30 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-14 | 2013-09-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-11 | 2010-01-05 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-05 | 2010-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Kei Teddy Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.