David Che Hao Wong
黃志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Che Hao Wong (黃志豪), CE reference AIY651. Currently licensed at 1 firm(s): Forthright Capital Management Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-21 | present |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-21 | present |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 9 — Asset management | 2023-08-21 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 — Asset management | 2022-03-01 | 2023-08-20 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 9 — Asset management | 2019-06-28 | 2022-03-01 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-28 | 2023-08-20 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2019-06-28 | 2023-08-20 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2016-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2015-09-29 | 2016-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-05 | 2016-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-23 | 2016-08-31 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-15 | 2011-11-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-19 | 2006-08-11 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-19 | 2006-08-11 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-17 | 2004-12-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-22 | 2004-08-11 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-22 | 2004-08-11 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-25 | 2004-06-17 |