Tzong-Shyan Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tzong-Shyan Lin (林宗賢), a licensed Responsible Officer with CE reference ANX209. Currently licensed at 1 firm(s): Goldman Sachs Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-20 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-06-20 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2023-06-20 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-12 | 2023-06-20 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-12 | 2023-06-20 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-08-12 | 2023-06-20 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-04-30 | 2017-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2008-04-01 | 2017-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2008-04-01 | 2017-04-01 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2007-02-07 | 2008-03-01 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2007-02-07 | 2008-03-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2006-10-18 | 2008-03-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | 2006-10-18 | 2008-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tzong-Shyan Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.