Alison Wai Yin Lau
劉慧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alison Wai Yin Lau (劉慧賢), CE reference BFA280. Currently licensed at 1 firm(s): Goldman Sachs Asset Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-30 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-11-30 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-11-30 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-26 | 2018-11-30 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-09-26 | 2018-11-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2015-05-22 | 2017-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2015-02-26 | 2017-04-01 |