Karel Vacek
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karel Vacek, a licensed Responsible Officer with CE reference ANG964. Currently licensed at 1 firm(s): Fund Genesis Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fund Genesis Limited |
RO | Type 1 - Dealing in securities | 2016-06-23 | present |
| Fund Genesis Limited |
RO | Type 4 - Advising on securities | 2016-06-23 | present |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-16 | 2012-09-30 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-08-16 | 2012-09-30 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2011-08-16 | 2012-09-30 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-04-07 | 2014-12-31 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-04-07 | 2014-12-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 9 - Asset management | 2006-04-19 | 2010-03-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karel Vacek during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.