Sven Harold Haefner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sven Harold Haefner, a licensed former licensee with CE reference AVX540. This person has 5.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Prime Partners (Asia) Limited | Rep | Type 1 - Dealing in securities | 2016-12-22 | 2017-11-30 |
| Global Prime Partners (Asia) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-06-20 | 2017-11-30 |
| Global Prime Partners (Asia) Limited | RO | Type 1 - Dealing in securities | 2015-08-05 | 2016-12-22 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2011-04-07 | 2014-07-25 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2011-04-07 | 2014-07-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sven Harold Haefner during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.