Ka Chun Tse
謝家俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun Tse (謝家俊), a licensed Representative with CE reference BAD807. Currently licensed at 2 firm(s): CITIC Securities Futures (HK) Limited, CITIC Securities Brokerage (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-07-11 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-17 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-17 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-18 | 2022-05-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-18 | 2022-05-31 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-09-07 | 2013-04-20 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-09-07 | 2013-04-20 |